Financial Regulations
Financial regulation refers to the rules and laws firms operating in the financial industry, such as banks, credit unions, insurance companies, financial brokers and asset managers must follow. However financial regulation is more than just having rules in place. It's also about the ongoing oversight and enforcement of these rules
Collection: IESE (España)
Ref: FN-649-E
Format: PDF
Number of pages: 11
Publication Date: Dec 10, 2021
Language: English
Description
Financial regulation refers to the rules and laws firms operating in the financial industry, such as banks, credit unions, insurance companies, financial brokers and asset managers must follow. However financial regulation is more than just having rules in place. It's also about the ongoing oversight and enforcement of these rules
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